MON09 - Getting Fintech Oversight Right

Description

• Developing metrics to guide individualized risk assessments of fintech entities to confirm conformity to institutional risk appetite standards and rationally allocate AML resources

• Training front-line staff and downstream managers on fintech business models to build awareness of unique risks and create effective alert generation and response models

• Conducting AML audits of fintech clients to establish strength of controls, rigor of responses to red flags and effectiveness in meeting requirements for CTR and SAR filings

Moderator(s):

• Melissa Strait, CAMS, Global Head of Financial Crimes, Stripe

Speaker(s):

• Aaron Blankenstein, Chief Compliance Officer, WebBank
• Amelia Childress, Capital and International Compliance Lead, Square
• Robert L. Curry, CAMS, Executive Vice President, Chief Compliance Officer, KeyBank
• Jose Gonzalez, Strategy and Innovation, Global Head - Payments Compliance, Google