MON07 - Bolstering Your AML Case Management Systems

Description

• Developing internal alert triage system to determine urgency and seriousness of alerts, dispatch false positives and escalate those requiring further evaluation

• Creating workflows that utilize in-house investigators and/or data analytics to conduct risk assessments using standardized processes and produce metrics-driven risk evaluations

• Analyzing risk-based review and taking responsive actions such as closing the case, electing to file SAR and/or exiting account

Moderator(s):

• Maleka Ali, CAMS-Audit, President , Arc-Serv, LLC

Speaker(s):

• Roy D'sa, CAMS, Executive Vice President, Chief BSA Officer, Huntington National Bank
• Brian Ferro, Global Product Manager, AML/BSA Compliance, BAE Systems
• Timothy C. McNeill, CAMS, Managing Director, Anti-Financial Crimes, Deutsche Bank
• Zachary C. Miller, CAMS-FCI, Vice President/BSA Officer, Mid Penn Bank