Description
• Creating an initial outline of SAR report based on determined facts and nature of suspicious activity to identify germane supporting data and discard irrelevant information
• Identifying key narrative elements such as who, what, when, where, why and how to ensure report provides comprehensive overview of suspicious activity to law enforcement
• Constructing narrative that is complete, sufficient and timely, conforms to FinCEN and FFIEC guidance and conducting pre-filing editing to re-check facts and keep report concise
Moderator(s):
- Christopher
Ruzich,
JD, CAMS,
Director / Senior Manager, Financial Crime Compliance,
Standard Chartered Bank
Speaker(s):
- Nicolas
E. Khouri,
CAMS,
Senior Compliance Director, Head of AML Investigations,
Ally Bank
- Meryl
Lutsky,
Esq.,
Managing Director,
T&M Protection Resources
- Robert
Schuldes,
CAMS,
Corporate BSA/AML/OFAC Officer, Financial Intelligence,
Associated Bank
- Amanda
Tucker,
CAMS,
Chief Risk & Compliance Officer,
Atlantic Bay Mortgage Group
