Description

• Creating an initial outline of SAR report based on determined facts and nature of suspicious activity to identify germane supporting data and discard irrelevant information
• Identifying key narrative elements such as who, what, when, where, why and how to ensure report provides comprehensive overview of suspicious activity to law enforcement
• Constructing narrative that is complete, sufficient and timely, conforms to FinCEN and FFIEC guidance and conducting pre-filing editing to re-check facts and keep report concise

Moderator(s):

• Evan Weitz, Managing Director, Head of Controls, Europe and Americas, Financial Crime Compliance, , Standard Chartered Bank

Speaker(s):

• Nicolas E. Khouri, CAMS, Senior Compliance Director, Head of AML Investigations, Ally
• Meryl Lutsky, Esq., Managing Director, T&M Protection Resources
• Robert Schuldes II, CAMS, Corporate BSA/AML/OFAC Officer, Financial Intelligence, Associated Bank
• Amanda Tucker, CAMS, Chief Risk & Compliance Officer, Atlantic Bay Mortgage Group