Description

• Reviewing recent and anticipated regulatory changes to facilitate adequate planning in terms of resources, talent acquisition and AML systemic adjustments

• Surveying present-day examination trends to ensure current systems align with regulatory priorities and enhance exam review preparations

• Scrutinizing recent regulatory actions, penalties and guidance to identify evolving regulatory requirements and expectations and adjust oversight accordingly

Moderator(s):

• John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource

Speaker(s):

• Lisa D. Arquette, CAMS, Associate Director, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
• Noah Bishoff, Director of Regulatory Policy, Office of Regulatory Policy, FinCEN
• Spencer W. Doak, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
• Lourdes Gonzalez , Assistant Chief Counsel – Sales Practices, Division of Trading and Markets, U.S. Securities and Exchange Commission (SEC)
• Suzanne Williams, Deputy Associate Director, Federal Reserve Board