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ACAMS 18th Annual AML & Financial Crime Conference - Las Vegas


MON03 - Panel Discussion: What’s New, What’s Next: A Regulatory Roundtable on Compliance Trends and Issues


Sep 23, 2019 9:45am ‐ Sep 23, 2019 11:00am

Description

• Reviewing recent and anticipated regulatory changes to facilitate adequate planning in terms of resources, talent acquisition and AML systemic adjustments

• Surveying present-day examination trends to ensure current systems align with regulatory priorities and enhance exam review preparations

• Scrutinizing recent regulatory actions, penalties and guidance to identify evolving regulatory requirements and expectations and adjust oversight accordingly

Moderator(s):

Speaker(s):

  • Lisa D. Arquette, CAMS, Associate Director, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
  • Noah Bishoff, Director of Regulatory Policy, Office of Regulatory Policy, FinCEN
  • Spencer W. Doak, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
  • Lourdes Gonzalez , Assistant Chief Counsel – Sales Practices, Division of Trading and Markets, U.S. Securities and Exchange Commission (SEC)
  • Suzanne Williams, Deputy Associate Director, Federal Reserve Board

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