Description

• Developing and institutional robust screening systems to keep abreast of and promptly incorporate sanctions changes and modifications to OFAC’s SDN and Sectoral Sanctions Identifications lists

• Conducting staff training to ensure identification of 50% owned subsidiaries of sanctioned individuals and entities via various ownership structures

• Examining lessons learned from recent penalties imposed by OFAC on foreign banks with US branches for noncompliance of US sanctions

https://dvg.ca1.qualtrics.com/jfe/form/SV_b1a5dVUu39BhXil

Moderator(s):

• William Badinelli, CAMS, Managing Director, Internal Audit, JPMorgan Chase & Co.

Speaker(s):

• Elizabeth Davy, Partner, Sullivan & Cromwell. LLP
• Adam Klauder, Director, Global Investigations & Compliance, Navigant
• Jeffrey Pedecine, CAMS-FCI, Head of Sanctions, Apple Bank
• John E. Smith, Partner, Morrison & Foerster LLP Former Director, OFAC