ACAMS 5th Annual AML Risk Management Conference - New York City

P6 - NYDFS 504: Strategies for Mitigating New Regulatory and Compliance Risks

Jun 9, 2017 1:30pm ‐ Jun 9, 2017 2:45pm


Description

• Creating a “reasonably designed” transaction monitoring program to meet 504 standards
• Updating systems to meet 504 requirements on filtering OFAC-prohibited transactions
• Conducting testing to validate data integrity, detect systemic gaps and document remedial plans

Speaker(s):

You must be logged in and own this session in order to post comments.

Print Certificate
Review Answers
Print Transcript
Completed on: token-completed_on
Review Answers
Please select the appropriate credit type:
/
test_id: 
credits: 
completed on: 
* - Indicates answer is required.
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
/
/
token-index
token-content