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ACAMS 5th Annual AML Risk Management Conference - New York City

P6 - NYDFS 504: Strategies for Mitigating New Regulatory and Compliance Risks

Jun 9, 2017 1:30pm ‐ Jun 9, 2017 2:45pm


• Creating a “reasonably designed” transaction monitoring program to meet 504 standards
• Updating systems to meet 504 requirements on filtering OFAC-prohibited transactions
• Conducting testing to validate data integrity, detect systemic gaps and document remedial plans


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