Analyzing Recent Enforcement Actions for Practical Strategies to Strengthen Risk Management

Jan 25, 2016 9:15am ‐ Jan 25, 2016 10:30am


Description

• Examining recent AML cases to identify emerging regulatory priorities and trends
• Identifying common compliance missteps that led financial institutions to run afoul of regulators and law enforcement
• Adjusting compliance infrastructure to mitigate personal and institutional exposure to regulatory risks

Speaker(s):

  • Kieran Beer, CAMS, Director of Editorial Content, ACAMS
  • Polly Greenberg, Managing Director, Disputes & Investigations, Duff & Phelps
  • Adam Kaufmann, Partner, Lewis Baach
  • Matthew L. Schwartz, Partner, Boies, Schiller & Flexner LLP
  • Suzanne Williams, Deputy Associate Director for Corporate Governance, Supervision and Regulation Division, Board of Governors of the Federal Reserve System

You must be logged in and own this session in order to post comments.

Print Certificate
Review Answers
Print Transcript
Completed on: token-completed_on
Review Answers
Please select the appropriate credit type:
/
test_id: 
credits: 
completed on: 
rendered in: 
* - Indicates answer is required.
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
/
/
token-index
token-content