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ACAMS moneylaundering.com 24th Annual International AML & Financial Crime Conference - Hollywood


C33 - Before You File: Creating a Support System to Aid Suspicious Activity Oversight


Apr 16, 2019 4:50pm ‐ Apr 16, 2019 5:50pm

Description

• Training staff on “appropriate and reasonable” testing to improve detection of anomalous transactions, abrupt shifts in client profile and other suspicious activities

• Creating standardized procedures for investigating and escalating alerts to produce uniform and thorough reviews that support institutional risk management goals

• Formalizing SAR filing-decision protocols to ensure they are based on gathered evidence, conform to institutional standards and reflect the views of affected parties

Moderator(s):

  • Dan Eckhart, CAMS, Attorney at Law, Dan Eckhart Law, P.A.

Speaker(s):

  • Eric Barzydlo, CAMS, Regulatory Compliance Officer – AML Governance, Fulton Financial Corporation
  • Nicolas E. Khouri, CAMS, Senior Compliance Director, Head of AML Investigations, Ally
  • Jack Oskvarek, CAMS, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
  • Elizabeth Liz Slim, CAMS, First Vice President, Regulatory Trainer, Commonwealth Business Bank

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