ACAMS moneylaundering.com 24th Annual International AML & Financial Crime Conference - Hollywood

C32 - Before You File: Creating a Support System to Aid Suspicious Activity Oversight

Apr 16, 2019 4:50pm ‐ Apr 16, 2019 5:50pm


Description

• Training staff on “appropriate and reasonable” testing to improve detection of anomalous transactions, abrupt shifts in client profile and other suspicious activities
• Creating standardized procedures for investigating and escalating alerts to produce uniform and thorough reviews that support institutional risk management goals
• Formalizing SAR filing-decision protocols to ensure they are based on gathered evidence, conform to institutional standards and reflect the views of affected parties

Speaker(s):

  • Nicolas E. Khouri, CAMS, Senior Compliance Director, Enterprise AML Investigations, Ally Bank
  • Jack Oskvarek, CAMS, SVP, BSA Executive Director, Wintrust Financial Corporation
  • Elizabeth Slim, CAMS, FVP, Regulatory Trainer, Commonwealth Business

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