Description

• Evaluating impact and resolution of implementation hurdles to outline strategies for managing issues such as training, IT investment, hiring and responding to triggering events

• Detailing preferable methodologies for determining beneficial ownership to demonstrate disciplined institutional compliance with CDD Final Rule in anticipation of examination-related inquiries

• Reviewing beneficial ownership verification tools, policies and practices to evaluate efficiencies and effectiveness to strengthen entity identification accuracy and mitigate non-compliance risks

Moderator(s):

• Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, BB&T

Speaker(s):

• John Davidson, Senior Vice President and Global Head of AML, E-Trade Financial
• Megan Davis Hodge, CAMS, Executive Compliance Director, BSA/AML Officer, Ally Bank
• Dan Stipano, Partner, Buckley Sandler LLP