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ACAMS 6th Annual AML & Financial Crime Conference - Canada

THU04 - Assessing, Identifying and Managing Higher-Risk Accounts and Entities

Nov 1, 2018 10:55am ‐ Nov 1, 2018 12:10pm


  • Formalizing policies and operational controls for high-risk entities to mitigate risks linked to PEP exposure, cross-border transactions and beneficial ownership
  • Balancing automated surveillance screening systems for high-risk clients with data protection compliance
  • Interpreting current beneficial ownership and transparency requirements, including risk scoring and name scanning
  • Training staff to handle high-risk accounts from onboarding to enhance due diligence and beyond consistent with their financial institutions’ risk appetite
  • Integrating National Risk Assessment updates in policies and procedures



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