Description

• Formalizing policies and operational controls for high-risk entities to mitigate risks linked to PEP exposure, cross-border transactions and beneficial ownership
  
• Balancing automated surveillance screening systems for high-risk clients with data protection compliance
  
• Interpreting current beneficial ownership and transparency requirements, including risk scoring and name scanning
  
• Training staff to handle high-risk accounts from onboarding to enhance due diligence and beyond consistent with their financial institutions’ risk appetite
  
• Integrating National Risk Assessment updates in policies and procedures

Moderator(s):

• Liat Shetret, ECOFEL Program Manager, Egmont Group

Speaker(s):

• Gene DiMira, CAMS, Director Compliance, Cdn Compliance Shared Services, Manulife Financial
• Jennifer Fiddian-Green, Partner, Advisory Services National AML and Financial Services Partner Managing Partner Forensics , Grant Thornton