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ACAMS 17th Annual AML & Financial Crime Conference - Las Vegas

THU35 - Strengthening the Second Line of AML Defense with a Continuous Assurance Approach

Oct 4, 2018 3:45pm ‐ Oct 4, 2018 5:00pm


• Defining continuous assurance to identify unique role in identifying control deficiencies and bridging gaps between operations and compliance

• Building an efficient continuous assurance program by creating methodologies for both monthly and deep dive reviews and acquiring require subject matter expertise talent

• Utilizing continuous assurance results to optimize benefits including ensuring controls meet regulatory standards and expectations of internal audit and/or examiners


  • Marilú Jiménez, Esq., CAMS, Founder and President, Financial Intelligence Network & Compliance Advisors (FINCAdvisors)


  • Lindsay M. Dastrup, CAMS-Audit, CAMS-FCI, Vice President, Audit Leader, American Express
  • Lisa Grigg, CAMS, Chief Enterprise Financial Crimes Compliance Executive, US Bank
  • Crystal Joyce, CAMS, Director, FCC Assurance Americas, Standard Chartered Bank
  • Alexandra Rosi, Manager, Financial Crimes Compliance Audit, Capital One

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