Description

• Defining continuous assurance to identify unique role in identifying control deficiencies and bridging gaps between operations and compliance

• Building an efficient continuous assurance program by creating methodologies for both monthly and deep dive reviews and acquiring require subject matter expertise talent

• Utilizing continuous assurance results to optimize benefits including ensuring controls meet regulatory standards and expectations of internal audit and/or examiners

Moderator(s):

• Marilú Jiménez, Esq., CAMS, Senior Vice President & Division Manager, Financial Intelligence Network & Compliance Advisors

Speaker(s):

• Lindsay M. Dastrup, CAMS-Audit, Vice President, Audit Leader, American Express
• Lisa Grigg, CAMS, Chief Enterprise Financial Crimes Compliance Executive, US Bank
• Crystal Joyce, CAMS, Director, FCC Assurance Americas, Standard Chartered Bank
• Alexandra Rosi, Manager, Financial Crimes Compliance Audit, Capital One