Description

• Conducting a risk-based assessment on vendors including documentation of AML proficiency, cybersecurity and data management policies and potentially compromising third-party relationships
• Integrating vendor’s product and delivery channels with bank’s internal controls to achieve consistency in regards to internal controls, corporate governance and institutional risk appetite.
• Creating performance metrics to attain robust, comprehensive and properly documented vendor oversight and adjust systems or relationships as warranted to systemic needs of AML programs

Moderator(s):

• Samantha Sheen, CAMS, AML Director, Europe , ACAMS

Speaker(s):

• Constandino Papagiannis, CAMS, Principal, Treliant
• Joe Soniat, CAMS, CFE, BSA/AML Officer, Union Bank and Trust
• Trenna Sowder, Senior Vice President, Compliance Director, KeyBank