Description
• Conducting a risk-based assessment on vendors including documentation of AML proficiency, cybersecurity and data management policies and potentially compromising third-party relationships
• Integrating vendor’s product and delivery channels with bank’s internal controls to achieve consistency in regards to internal controls, corporate governance and institutional risk appetite.
• Creating performance metrics to attain robust, comprehensive and properly documented vendor oversight and adjust systems or relationships as warranted to systemic needs of AML programs
Moderator(s):
Speaker(s):
- Constandino
Papagiannis,
CAMS,
Principal,
Treliant
- Joe
Soniat,
CAMS, CFE,
Account Risk Management Sr. Associate,
Federal Reserve Bank of New York
- Trenna
Sowder,
Senior Vice President, Compliance Director,
KeyBank
