ACAMS 17th Annual AML & Financial Crime Conference - Las Vegas

THU31 - Monitoring Your Progress: Living with and Learning from a Monitor

Oct 4, 2018 3:45pm ‐ Oct 4, 2018 5:00pm


• Outlining methods of independent monitor such as document reviews, site visits and management interviews to attain clear understanding of processes, roles and goals

• Creating communication protocols among institution, monitor, regulator and/or prosecutor to plan corrective actions, assess progress and keep monitorship on schedule

• Reviewing monitor recommendations to jointly develop implementation plan that satisfies original settlement agreement and bolsters compliance systems going forward


  • Meryl Lutsky, Former Chief of Crime Proceeds, Strike Force Criminal Enforcement and Financial Crimes Bureau, New York State Attorney General’s Office


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