ACAMS moneylaundering.com 22nd Annual International AML & Financial Crime Conference - Hollywood

FI3 - Systematizing SAR Investigative and Filing Processes

Apr 4, 2017 4:50pm ‐ Apr 4, 2017 5:50pm


Description

  • Establishing enterprise-wide escalation and investigation standards to achieve uniform reviews of suspicious activities
  • Formalizing SAR decision-making protocols to ensure systematic integrity when making filing determinations
  • Centralizing SAR writing and document management to ensure filings conform to expectations of FinCEN other governing bodies

Speaker(s):

Moderator(s):

  • Roy D’sa, CAMS , Executive Vice President, Chief BSA Officer, The Huntington National Bank

Speaker(s):

  • Geoff Burnham, Special Agent (SA), Internal Revenue Service (IRS) - Criminal Investigation (CI)
  • Michael S. Schidlow, CAMS-Audit, Head of FCC and Emerging Risk Audit Development Global Internal Audit, HSBC

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