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ACAMS 17th Annual AML & Financial Crime Conference - Las Vegas

THU07 - Fintech Safety Check: Effective AML for the New Era of Financial Services

Oct 4, 2018 11:35am ‐ Oct 4, 2018 12:50pm


• Defining institutional risk appetite and tolerance and to build awareness by front line staff and potential fintech customers of bank standards and allocate oversight resources as needed
• Conducting risk-based assessment of discrete fintech products including those developed internally to ensure proper AML rigor in areas such as CIP, KYC/CDD and product lines
• Auditing fintech clients to determine adequacy of AML controls, document metrics such as SAR filing trends and sufficiency of organization’s culture of compliance



  • Andrew Davies, CAMS, Vice President, Global Market Strategy, Financial Crime Risk Management, Fiserv
  • Gene DiMira, CAMS-Audit, Head of Global Compliance AMLATF Program, Manulife Financial
  • Nicole M. Kitowski, PMP, CAMS, EVP, Deputy Chief Risk Officer, Associated Bank
  • John Roth, Chief Compliance and Ethics Officer, Bittrex

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