Description

• Defining institutional risk appetite and tolerance and to build awareness by front line staff and potential fintech customers of bank standards and allocate oversight resources as needed
• Conducting risk-based assessment of discrete fintech products including those developed internally to ensure proper AML rigor in areas such as CIP, KYC/CDD and product lines
• Auditing fintech clients to determine adequacy of AML controls, document metrics such as SAR filing trends and sufficiency of organization’s culture of compliance

Moderator(s):

• Melissa Strait, CAMS, US Compliance Officer, Stripe

Speaker(s):

• Andrew Davies, Vice President, Global Market Strategy, Financial Crimes Risk Management, Fiserv
• Gene DiMira, CAMS, Director Compliance, Cdn Compliance Shared Services, Manulife Financial
• Nicole Kitowski, CAMS, Chief Risk Officer, Executive Vice President, Associated Bank
• John Roth, Chief Compliance and Ethics Officer, Bittrex