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• Defining institutional risk appetite and tolerance and to build awareness by front line staff and potential fintech customers of bank standards and allocate oversight resources as needed
• Conducting risk-based assessment of discrete fintech products including those developed internally to ensure proper AML rigor in areas such as CIP, KYC/CDD and product lines
• Auditing fintech clients to determine adequacy of AML controls, document metrics such as SAR filing trends and sufficiency of organization’s culture of compliance
Moderator(s):
Melissa
Strait,
CAMS,
Global Head of Financial Crimes,
Stripe
Speaker(s):
Andrew
Davies,
CAMS,
Vice President, Global Market Strategy, Financial Crime Risk Management,
Fiserv
Gene
DiMira,
CAMS-Audit,
Head of Global Compliance AMLATF Program,
Manulife Financial
Nicole
M. Kitowski,
PMP, CAMS, EVP,
Deputy Chief Risk Officer,
Associated Bank
John
Roth,
Chief Compliance and Ethics Officer,
Bittrex
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