Description

• Defining goal of audit outcomes based on inputs such as institutional profile, current regulatory requirements and risk management in areas such as CIP/KYC/CDD
• Profiling discrete units based on factors such as geographic exposure and product line risks to gain management buy-in and properly test for unit-specific risks
• Analyzing audit results to identify and resolve issues with AML oversight in areas such as transaction monitoring, alert responses and management of high-risk entities

Moderator(s):

• Peter D. Wild, CAMS-Audit, Founder, Wild AML Solutions LLC

Speaker(s):

• Nicolas E. Khouri, CAMS, Senior Compliance Director, Enterprise AML Investigations, Ally Bank
• Pablo Ottado, Chief Auditor AML & Sanctions, Citibank
• Rebecca Schauer Robertson, CAMS-Audit, CFE, Executive Vice President, Director of AML Compliance, South State Bank