Description

• Vetting potential providers of negative news services to create comprehensive searches tailored to meet unique institutional needs
• Analyzing negative news search results to assess veracity, quantify potential risks and support decisions regarding onboarding, monitoring and account exiting
• Auditing search protocols and results to verify methodologies are properly serving AML needs and adjust search parameters as institutional needs, data sources and vendor capabilities evolve

Speaker(s):

• Timothy Cullen, CAMS, MBA, Chief Anti-Money Laundering Compliance Officer, INTL FC Stone
• Stuart Davis, CAMS, Global Head, Financial Crimes Risk Management, Scotiabank
• Karim A. Rajwani, CAMS, Senior Vice President, Chief Operating Officer, Scotiabank
• John Sabatini, Principal, PwC
• Anthony J. Tricaso, CAMS, Senior Vice President, BSA Officer, Axos Bank