Description
• Vetting potential providers of negative news services to create comprehensive searches tailored to meet unique institutional needs
• Analyzing negative news search results to assess veracity, quantify potential risks and support decisions regarding onboarding, monitoring and account exiting
• Auditing search protocols and results to verify methodologies are properly serving AML needs and adjust search parameters as institutional needs, data sources and vendor capabilities evolve
Speaker(s):
- Timothy
Cullen,
CAMS, MBA,
Chief Anti-Money Laundering Compliance Officer,
INTL FC Stone
- Stuart
Davis,
CAMS,
Global Head, Financial Crimes Risk Management,
Scotiabank
- Karim
A. Rajwani,
CAMS,
Senior Vice President, Chief Operating Officer,
Scotiabank
- John
Sabatini,
Principal,
PwC
- Anthony
J. Tricaso,
CAMS,
Senior Vice President, BSA Officer,
Axos Bank
