Description

• Vetting potential providers of negative news services to create comprehensive searches tailored to meet unique institutional needs
• Analyzing negative news search results to assess veracity, quantify potential risks and support decisions regarding onboarding, monitoring and account exiting
• Auditing search protocols and results to verify methodologies are properly serving AML needs and adjust search parameters as institutional needs, data sources and vendor capabilities evolve

Moderator(s):

• Tim Cullen, CAMS, Chief Anti-Money Laundering Compliance Officer, INTL FCStone

Speaker(s):

• Stuart Davis, Enterprise Chief AML Officer, BMO Financial Group
• Karim A. Rajwani, CAMS, Senior Vice President and Chief Administrative Officer, Global AML/ATF, Scotiabank
• John Sabatini, Principal, PwC
• Anthony J. Tricaso, CAMS , Senior Vice President, BSA Officer, First Foundation Bank