Description
• Identifying common templates for establishing and verifying beneficial ownership to ensure implementation design mitigates non-compliance risks
• Outlining practical methods to address unique Final Rule challenges such as specialized staff training and managing triggering events
• Analyzing best practices for documenting CDD Final Rule compliance in preparation for examination-related issues
Moderator(s):
Speaker(s):
- Elena
Hughes,
CAMS,
Executive Director, Deputy Head of AML - Institutional Securities Group ,
Morgan Stanley
- Michelle
J. Neufeld,
AML Expert,
Executive Vice President, Control Leader FIG and international,
Wells Fargo
- Frederick
Reynolds,
Managing Director, Global Head of Financial Crime, Employment and Competition Legal,
Barclays
- Rebecca
S. Robertson,
CAMS-Audit, CFE,
Executive Vice President, Director of AML Compliance,
South State Bank
