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ACAMS 17th Annual AML & Financial Crime Conference - Las Vegas

WED14 - The CDD Final Rule: What We’ve Learned So Far

Oct 3, 2018 2:00pm ‐ Oct 3, 2018 3:15pm


• Identifying common templates for establishing and verifying beneficial ownership to ensure implementation design mitigates non-compliance risks
• Outlining practical methods to address unique Final Rule challenges such as specialized staff training and managing triggering events
• Analyzing best practices for documenting CDD Final Rule compliance in preparation for examination-related issues



  • Elena Hughes, CAMS, Executive Director, Deputy Head of AML - Institutional Securities Group , Morgan Stanley
  • Michelle J. Neufeld, AML Expert, Executive Vice President, Control Leader FIG and international, Wells Fargo
  • Frederick Reynolds, Managing Director, Global Head of Financial Crime, Employment and Competition Legal, Barclays
  • Rebecca S. Robertson, CAMS-Audit, CFE, Executive Vice President, Director of AML Compliance, South State Bank

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