Description

• Identifying common templates for establishing and verifying beneficial ownership to ensure implementation design mitigates non-compliance risks
• Outlining practical methods to address unique Final Rule challenges such as specialized staff training and managing triggering events
• Analyzing best practices for documenting CDD Final Rule compliance in preparation for examination-related issues

Moderator(s):

• Dan Stipano, Partner, Buckley LLP

Speaker(s):

• Elena Hughes, CAMS, Executive Director, Deputy Head of AML - Institutional Securities Group , Morgan Stanley
• Michelle J. Neufeld, AML Expert, Executive Vice President, Control Leader FIG and international, Wells Fargo
• Frederick Reynolds, Managing Director, Global Head of Financial Crime, Employment and Competition Legal,, Barclays
• Rebecca Schauer Robertson, CAMS-Audit, CFE, Executive Vice President, Director of AML Compliance, South State Bank