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ACAMS 17th Annual AML & Financial Crime Conference - Las Vegas


WED14 - The CDD Final Rule: What We’ve Learned So Far


Oct 3, 2018 2:00pm ‐ Oct 3, 2018 3:15pm

Description

• Identifying common templates for establishing and verifying beneficial ownership to ensure implementation design mitigates non-compliance risks
• Outlining practical methods to address unique Final Rule challenges such as specialized staff training and managing triggering events
• Analyzing best practices for documenting CDD Final Rule compliance in preparation for examination-related issues

Moderator(s):

Speaker(s):

  • Elena Hughes, CAMS, Executive Director, Deputy Head of AML - Institutional Securities Group , Morgan Stanley
  • Michelle J. Neufeld, AML Expert, Executive Vice President & Financial Institutions Group & International, Wells Fargo Bank
  • Frederick Reynolds, Managing Director, Global Head of Financial Crime Legal, Barclays Bank
  • Rebecca Schauer Robertson, CAMS-Audit, CFE, Executive Vice President, Director of AML Compliance, South State Bank

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