ACAMS moneylaundering.com 22nd Annual International AML & Financial Crime Conference - Hollywood

PD4 - Testing for a Culture of Compliance

Apr 4, 2017 3:05pm ‐ Apr 4, 2017 4:20pm


Description

  • Surveying workers to quantify existing attitudes on compliance, professional behavior and risk tolerance
  • Interviewing groups and individuals to gauge culture of compliance relevance in decision-making
  • Creating metrics-based report to inform board and regulators on culture of compliance testing

Speaker(s):

  • Rob Curry, Executive Vice President, Chief Compliance Officer, KeyBank
  • Susan J. Galli, CAMS, Managing Director, Advisory Financial Crimes Unit,, PwC
  • Samantha Sheen, CAMS, AML Director, Europe , ACAMS
  • John A. Beccia, III, General Counsel and Chief Compliance Officer, Circle Internet Financial Limited

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