CS5 - Sanctions Insight: Risk-based Approaches and Essential Oversight

Description

• Conducting an OFAC risk assessment to determine potential sanctions-related issues and correct potential gaps
• Creating objective metrics to mitigate sanctions risks linked to geography, business products or client profile
• Developing protocols on alert responses to ensure escalation and investigation of sanctions-related risks and SAR filings as warranted

Speaker(s):

• Roberto Hurst, Sr. Director, Head of Global Sanctions Compliance, PayPal

Moderator(s):

• Stevenson Munro, CAMS, Global Head, Sanctions Compliance, Standard Chartered Bank

Speaker(s):

• Megan L. Nelson, Senior Vice President, Manager Financial Crimes Governance & Risk Assessments, BB&T