The New Risks in Town: Adapting AML for Crowdfunding and Other Online Lending Risks

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Analyzing research on online marketplace lending including US Treasury white paper to detail unique risks involving transparency, source of funds and entity verification
Reviewing FDIC proposed guidance on third-party lenders to determine evolving regulatory trends
Crafting CDD, CIP and KYC models to combat unique marketplace lending risks such as lack of client transparency

Megan Hodge Davis, CAMS, Executive Compliance Director, BSA/AML Officer, Ally Bank
Holly Sais Phillippi, Partner Director-Governance, Risk & Compliance, Thomson Reuters
Brian M. Stoeckert, CAMS, Managing Director, Stratis Advisory
Joseph A. Valenti , Esq., CAMS, Associate Lawyer, K&L Gates LLP

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