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ACAMS moneylaundering.com 22nd Annual International AML & Financial Crime Conference - Hollywood

CS4 - Taking Ownership of Determining Ultimate Beneficial Ownership

Apr 4, 2017 1:30pm ‐ Apr 4, 2017 2:45pm


  • Accessing publicly available databases to verify new-account UBOs and assign risk ratings
  • Conducting enhanced due diligence on high-risk clients to attain UBO clarity, determine account monitoring needs and meet FinCEN’s final CDD rule
  • Performing periodic reviews to determine changes in UBO or entity structure, verify and update data files, and ensure oversight incorporate applicable regulatory changes


  • Roy D'sa, CAMS, Executive Vice President, Chief BSA Officer, Huntington National Bank
  • Jeremy Kuester, Deputy Associate Director, Policy Division, Financial Crimes Enforcement Network (FINCEN)
  • Jeff Nelson, Managing Director of Financial Crimes & Compliance, Pitney Bowes
  • William J. Voorhees, CAMS, Senior Vice President, BSA/AML Financial Intelligence Unit Manager, BB&T, Now TRUIST

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