0      0

ACAMS moneylaundering.com 23rd Annual International AML & Financial Crime Conference - Hollywood


C30 - Strengthening AML Programs at Securities Firms


Apr 10, 2018 3:05pm ‐ Apr 10, 2018 4:20pm

Description

• Creating AML surveillance models that align interests of all relevant stakeholders and constituencies
• Leveraging lessons from recent cases to enhance training, ensure staff is proactive on AML issues and foster a culture of compliance
• Providing adequate resources for AML oversight and designating compliance leader to oversee communication, training and SAR filing

Moderator(s):

Speaker(s):

  • Brandon Lee, Associate Managing Director, K2 Intelligence
  • Steven D. Trigili, CAMS, Chief Compliance Officer, Garden State Securities
  • Daniel Wager, CAMS, Vice President, Financial Crime Compliance, LexisNexis Risk Solutions

You must be logged in and own this session in order to post comments.

Print Certificate
Completed on: token-completed_on
Print Transcript
Please select the appropriate credit type:
/
test_id: 
credits: 
completed on: 
rendered in: 
* - Indicates answer is required.
token-content

token-speaker-name
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
/
/
token-index
token-content
token-index
token-content