Description
• Creating AML surveillance models that align interests of all relevant stakeholders and constituencies
• Leveraging lessons from recent cases to enhance training, ensure staff is proactive on AML issues and foster a culture of compliance
• Providing adequate resources for AML oversight and designating compliance leader to oversee communication, training and SAR filing
Moderator(s):
- Meg
R. Zucker,
Managing Director, AML Officer,
RBC Capital Markets
Speaker(s):
- Brandon
Lee,
Associate Managing Director,
K2 Intelligence
- Steven
D. Trigili,
CAMS,
Chief Compliance Officer,
Garden State Securities
- Daniel
Wager,
CAMS,
Vice President, Financial Crime Compliance,
LexisNexis Risk Solutions
