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ACAMS moneylaundering.com 23rd Annual International AML & Financial Crime Conference - Hollywood

C23 - Combating Money Laundering and Financial Crime in the Securities Industry

Apr 10, 2018 1:30pm ‐ Apr 10, 2018 2:45pm


• Utilizing technology including AI and analytics to update and optimize AML surveillance models
• Formalizing review processes for private banking accounts to determine source of funds, establish purpose of account, and detect and report suspicious activity
• Aligning AML and trade surveillance models to enhance identification of red flags involving market manipulation such as insider trading or microcap
• Themes from recent enforcement cases



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