Description
• Utilizing enhanced due diligence as needed such as responding to changes in account behavior to identify potential obscured risks such as PEP exposure
• Training staff to understand what comprises higher-risk accounts to ensure thorough assessment prior to onboarding decision
• Creating controls to ensure accounts remain within institutional risk tolerance levels and conducting periodic reviews to reveal profile changes, spot red flags and escalate inquiries as warranted
Moderator(s):
- Jack
Oskvarek,
CAMS, CAFP, AMLP,
Senior Vice President, BSA Executive Director,
Wintrust Financial Corporation
Speaker(s):
- Vikas
Agarwal,
Principal, Financial Crime Technology,
PwC
- Lisa
Grigg,
CAMS,
Chief Enterprise Financial Crimes Compliance Executive,
US Bank
- Tessa
Oudkerk,
CAMS-FCI,
Ministry of Legal Affairs, Guyana
- Sarah
B. Felix,
CAMS,
President,
Palmera Banking Solutions