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ACAMS moneylaundering.com 23rd Annual International AML & Financial Crime Conference - Hollywood


C22 - A Blueprint for “Re-Risking”: A Guide to Managing Higher-Risk Accounts


Apr 10, 2018 1:30pm ‐ Apr 10, 2018 2:45pm

Description

• Utilizing enhanced due diligence as needed such as responding to changes in account behavior to identify potential obscured risks such as PEP exposure
• Training staff to understand what comprises higher-risk accounts to ensure thorough assessment prior to onboarding decision
• Creating controls to ensure accounts remain within institutional risk tolerance levels and conducting periodic reviews to reveal profile changes, spot red flags and escalate inquiries as warranted

Moderator(s):

  • Jack Oskvarek, CAMS, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation

Speaker(s):

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