Description

• Utilizing enhanced due diligence as needed such as responding to changes in account behavior to identify potential obscured risks such as PEP exposure
• Training staff to understand what comprises higher-risk accounts to ensure thorough assessment prior to onboarding decision
• Creating controls to ensure accounts remain within institutional risk tolerance levels and conducting periodic reviews to reveal profile changes, spot red flags and escalate inquiries as warranted

Moderator(s):

• Jack Oskvarek, CAMS, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation

Speaker(s):

• Vikas Agarwal, Principal, Financial Crime Technology, PwC
• Lisa Grigg, CAMS, Chief Enterprise Financial Crimes Compliance Executive, US Bank
• Tessa Oudkerk, CAMS-FCI, Ministry of Legal Affairs, Guyana
• Sarah Beth Whetzel, CAMS, President, Palmera Banking Solutions