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ACAMS moneylaundering.com 23rd Annual International AML & Financial Crime Conference - Hollywood

C14 - A Quantitative Approach: Measuring and Mitigating Residual Risks

Apr 9, 2018 4:50pm ‐ Apr 9, 2018 5:50pm


• Articulating an objective statement of institutional risk appetite to produce uniform assessment processes for products, services, entities and geographic locations
• Distinguishing inherent business model risks and residual risks to ensure proper oversight models for each
• Performing quantitative audits of post-assessment residual risks to ensure concurrence with your institution’s stated risk appetite and to document exceptions


  • Robert L. Curry, CAMS, Executive Vice President, Chief Compliance Officer, KeyBank
  • James (Jim) Arndts, CAMS, Senior Vice President, Head of Financial Crimes, Payments, Virtual Solutions and Innovation, Wells Fargo
  • Lindsay M. Dastrup, CAMS-Audit, CAMS-FCI, Vice President, Audit Leader, American Express
  • Nicolas E. Khouri, CAMS, Senior Compliance Director, Head of AML Investigations, Ally Bank

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