Description
• Avoiding inadequate explanations of why activity is deemed suspicious by clearly stating reasons behind SAR filing
• Aiding reviews by regulators and law enforcement by providing pertinent data such as identifying information, activity dates and locations
• Systematizing activity tracking and filing amended reports as warranted to ensure SARs reflect current realities
Moderator(s):
- Nicolas
E. Khouri,
CAMS,
Senior Compliance Director, Head of AML Investigations,
Ally Bank
Speaker(s):
- Lindsay
M. Dastrup,
CAMS-Audit, CAMS-FCI,
Vice President, Audit Leader,
American Express
- Frank
Lawrence,
CAMS,
Global Head of Payments Compliance, Chief Compliance Officer,
Facebook
- John
Waugh,
CAMS,
Assistant Special Agent in Charge, Department of Veteran’s Affairs,
Office of Inspector General
