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ACAMS moneylaundering.com 23rd Annual International AML & Financial Crime Conference - Hollywood

G2 - Regulatory Roundtable: Compliance News and Views Directly from Top Regulators


Apr 9, 2018 9:10am ‐ Apr 9, 2018 10:35am


Description

• Detailing recent domestic and global regulatory changes to understand new requirements for addressing money laundering, sanctions and other financial crimes
• Taking recent enforcement and other regulatory actions as one method of enhancing a financial institution’s ability to meet any evolving compliance responsibilities
• Assessing AML and related trends and issues as seen by examiners to determine any emerging compliance challenges

Moderator(s):

Speaker(s):

  • Lisa D. Arquette, CAMS, Associate Director, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
  • Spencer W. Doak, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
  • Lourdes Gonzalez , Assistant Chief Counsel – Sales Practices, Division of Trading and Markets, U.S. Securities and Exchange Commission (SEC)
  • Andrea Sharrin, Associate Director, Policy Division, Financial Crimes Enforcement Network (FinCEN)
  • Suzanne Williams, Deputy Associate Director, Federal Reserve Board

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