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• Detailing recent domestic and global regulatory changes to understand new requirements for addressing money laundering, sanctions and other financial crimes • Taking recent enforcement and other regulatory actions as one method of enhancing a financial institution’s ability to meet any evolving compliance responsibilities • Assessing AML and related trends and issues as seen by examiners to determine any emerging compliance challenges
Moderator(s):
John
J. Byrne,
CAMS, Esq.,
Vice Chairman,
AML Rightsource
Speaker(s):
Lisa
D. Arquette,
CAMS,
Associate Director, Division of Risk Management Supervision,
Federal Deposit Insurance Corporation (FDIC)
Spencer
W. Doak,
NBE,
Director for BSA/AML Policy,
Office of the Comptroller of the Currency
Lourdes
Gonzalez ,
Assistant Chief Counsel – Sales Practices, Division of Trading and Markets,
U.S. Securities and Exchange Commission (SEC)