G2 - Regulatory Roundtable: Compliance News and Views Directly from Top Regulators

Description

• Detailing recent domestic and global regulatory changes to understand new requirements for addressing money laundering, sanctions and other financial crimes
• Taking recent enforcement and other regulatory actions as one method of enhancing a financial institution’s ability to meet any evolving compliance responsibilities
• Assessing AML and related trends and issues as seen by examiners to determine any emerging compliance challenges

Moderator(s):

• John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource

Speaker(s):

• Lisa D. Arquette, CAMS, Associate Director, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
• Spencer W. Doak, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
• Lourdes Gonzalez , Assistant Chief Counsel – Sales Practices, Division of Trading and Markets, U.S. Securities and Exchange Commission (SEC)
• Andrea Sharrin, Associate Director, Policy Division, Financial Crimes Enforcement Network (FinCEN)
• Suzanne Williams, Deputy Associate Director, Federal Reserve Board