Description
• Detailing recent domestic and global regulatory changes to understand new requirements for addressing money laundering, sanctions and other financial crimes
• Taking recent enforcement and other regulatory actions as one method of enhancing a financial institution’s ability to meet any evolving compliance responsibilities
• Assessing AML and related trends and issues as seen by examiners to determine any emerging compliance challenges
Moderator(s):
Speaker(s):
- Lisa
D. Arquette,
CAMS,
Associate Director, Division of Risk Management Supervision,
Federal Deposit Insurance Corporation (FDIC)
- Spencer
W. Doak,
NBE,
Director for BSA/AML Policy,
Office of the Comptroller of the Currency
- Lourdes
Gonzalez ,
Assistant Chief Counsel – Sales Practices, Division of Trading and Markets,
U.S. Securities and Exchange Commission (SEC)
- Andrea
Sharrin,
Associate Director, Policy Division,
Financial Crimes Enforcement Network (FinCEN)
- Suzanne
Williams,
Deputy Associate Director,
Federal Reserve Board
