Adopting Compliance Policies for Banking Hedge Funds and Other Alternative Investments

Apr 12, 2016 4:40pm ‐ Apr 12, 2016 5:55pm


Description

• Conducting an internal audit to identify potential hidden risks in alternative investments and conduct necessary due diligence

• Implementing oversight systems that address unique risk assessment needs on alternative investments such as unclear beneficial ownership

• Designing robust oversight models to ensure risk ratings remain current with changes in regulations or structure of the alternative investment

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