Description
• Conducting an internal audit to identify potential hidden risks in alternative investments and conduct necessary due diligence
• Implementing oversight systems that address unique risk assessment needs on alternative investments such as unclear beneficial ownership
• Designing robust oversight models to ensure risk ratings remain current with changes in regulations or structure of the alternative investment
Speaker(s):
- Sterling
Daines,
Vice President,
Goldman Sachs & Co.
- Jack
Oskvarek,
CAMS, CAFP, AMLP,
Senior Vice President, BSA Executive Director,
Wintrust Financial Corporation
- Alison
K. Jimenez,
CAMS,
President and Founder,
Dynamic Securities Analytics