Description

• Conducting an internal audit to identify potential hidden risks in alternative investments and conduct necessary due diligence

• Implementing oversight systems that address unique risk assessment needs on alternative investments such as unclear beneficial ownership

• Designing robust oversight models to ensure risk ratings remain current with changes in regulations or structure of the alternative investment

Speaker(s):

• Sterling Daines, Vice President, Goldman Sachs & Co.
• Jack Oskvarek, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
• Alison K. Jimenez, CAMS, President and Founder, Dynamic Securities Analytics