Description

• Crafting Know Your Employee (KYE) policies to secure thorough screening of new hires for criminal links or conflicts of interest
• Instituting confidential reporting systems such as whistleblower hotlines to encourage disclosure of co-worker malfeasance
• Investigating and filing SARs on suspicious insider activities and formalizing policies for cooperating with law enforcement and/or regulators

Speaker(s):

• Jason Frantz, CAMS, Senior RCA Manager, US Bank

Moderator(s):

• Nancy J. Saur, CAMS, Compliance Officer, Cayman Trust Company

Speaker(s):

• Lester J. Bain , Director of Security and AML Operations, Principal Vice President, Burke and Herbert Bank
• William J. Voorhees, MFA, C.F.E., CAMS, Senior Vice President, BSA/AML Financial Intelligence Unit Manager, BB&T