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ACAMS 21st Annual International AML & Financial Crime Conference - Hollywood

FT2 - Know Your Employee: Best Practices to Thwart Internal Malfeasance

Apr 12, 2016 2:55pm ‐ Apr 12, 2016 4:10pm


• Training managers to observe potential employee misconduct red flags, such as not filing SARs on alerts or ignoring irregular transaction patterns
• Augmenting oversight of at-risk accounts through dual control management and random client transaction audits
•  Formalizing processes for documenting investigations to protect institutional legal interests and serve as a potential law enforcement resource


  • Marcy Balle, CAMS, Senior Vice President, Financial Intelligence Unit Manager, MB Financial Bank
  • Michael Grossman, CAMS, BMO Financial Group
  • Jeffrey Johnston, CAMS, Senior Vice President, Global AML Compliance, Northern Trust
  • Michelle J. Neufeld, AML Expert, Executive Vice President, Control Leader FIG and international, Wells Fargo

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