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ACAMS 21st Annual International AML & Financial Crime Conference - Hollywood


CS6 - Adopting Compliance Policies for Banking Hedge Funds and Other Alternative Investments


Apr 12, 2016 4:40pm ‐ Apr 12, 2016 5:55pm

Description

• Conducting an internal audit to identify potential hidden risks in alternative investments and conduct necessary due diligence
• Implementing oversight systems that address unique risk assessment needs on alternative investments such as unclear beneficial ownership
• Designing robust oversight models to ensure risk ratings remain current with changes in regulations or structure of the alternative investment

Speaker(s):

  • Sterling Daines, Vice President, Goldman Sachs & Co.
  • Alison K. Jimenez, CAMS, President and Founder, Dynamic Securities Analytics
  • Jack Oskvarek, CAMS, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation

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