ACAMS moneylaundering.com 22nd Annual International AML & Financial Crime Conference - Hollywood

CS3 - It Could Happen to You: Guarding Against Potential Personal Liability

Apr 3, 2017 4:50pm ‐ Apr 3, 2017 5:50pm


Description

  • Reviewing recent regulatory cases to understand current risks regarding professional liability
  • Analyzing New York State Department of Financial Services’ Part 504 regulation “Banking Division Transaction Monitoring and Filtering Program Requirements and Certifications” to chart implications for potential personal liability issues
  • Detailing practical strategies to defend against allegations of personal liability

Speaker(s):

Moderator(s):

Speaker(s):

  • Polly Greenberg, Managing Director, Disputes & Investigations, Duff & Phelps

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