Description
• Avoiding systemic compliance deficiencies commonly cited in consent orders
• Mapping common themes in sanctions violations to prevent similar outcomes
• Charting current corrective action trends, including direct regulator monitoring
Speaker(s):
- Jonathan
E. Lopez,
Partner,
Orrick
- Brian
Orsak,
Managing Editor,
ACAMS
- Dan
Stipano,
Partner,
Buckley LLP
- John
Wagner,
CAMS, NBE,
Managing Director,
Deloitte Risk and Financial Advisory
