0       0


Know Your Employee: Best Practices to Thwart Internal Malfeasance


Apr 12, 2016 2:55pm ‐ Apr 12, 2016 4:10pm

Description

• Training managers to observe potential employee misconduct red flags, such as not filing SARs on alerts or ignoring irregular transaction patterns 
• Augmenting oversight of at-risk accounts through dual control management and random client transaction audits
•  Formalizing processes for documenting investigations to protect institutional legal interests and serve as a potential law enforcement resource 

You must be logged in and own this session in order to post comments.

Print Certificate
Review Answers
Print Transcript
Completed on: token-completed_on
Review Answers
Please select the appropriate credit type:
/
test_id: 
credits: 
completed on: 
rendered in: 
* - Indicates answer is required.
token-content
token-speaker-name image
token-speaker-name
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
/
/
token-index
token-content