Starting at the Top: Senior Management Accountability for Effective Compliance Oversight

Apr 11, 2016 4:40pm ‐ Apr 11, 2016 5:55pm


Description

• Affirming executive commitment to culture of compliance and risk management principles
• Building effective arguments with senior management to procure adequate compliance resources  
• Updating management on recent SARs, significant regulatory changes and other issues requiring executive attention

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