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ACAMS 4th Annual AML Risk Management Conference


P7 - When Following the Risk-Based Approach is Just Not Enough


Jan 25, 2016 3:45pm ‐ Jan 25, 2016 5:00pm

Description

• Identifying regulatory risks that cannot be captured by your risk assessment
• Evaluating limits of risk models to close data gaps and meet regulatory expectations
• Knowing when to create controls that exceed regulatory expectations 

Speaker(s):

  • Susan J. Galli, CAMS, President, Galli AML Advisory, LLC
  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, BB&T
  • Violette Palion, Director, AML Compliance & Transactions Monitoring Practice Lead, Vesta Compliance Solutions, LLC
  • Susan Tuccillo, CAMS, Senior Vice President, Head of Compliance, Nordea Bank

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