Description
• Defining control owners to streamline AML risk mitigation and prevent future gaps
• Mapping risk and control assessment functions to reduce the audit burden
• Establishing open lines of communication and collaboration for the three lines of defense to eliminate function duplication
Speaker(s):
- Ravi
De Silva,
CAMS,
Global Head of Compliance Assurance for AML, Sanctions, ABC & Automation,
Citigroup
- Michael
Grossman,
CAMS,
BMO Financial Group
- Jeffrey
Houde,
CIA, CAMS-Audit,
Audit Director,
BMO Financial Group
- Nicolas
E. Khouri,
CAMS,
Senior Compliance Director, Head of AML Investigations,
Ally Bank
