Description
• Utilizing data analytics and code review to assess design and effectiveness of transaction monitoring systems
• Auditing matching components of KYC/CIP networks to improve data quality and conformity
• Understanding and testing automated considerations of OFAC and sanctions screening systems to assure data integrity
Speaker(s):
- Donald
Gallien,
CAMS,
Vice President, Assurance Leader ,
American Express
- Peter
D. Wild,
CAMS-Audit,
Founder,
Wild AML Solutions
- Kevin
Conlon,
CAMS,
Vice President, Audit Leader,
American Express
- Kyle
Rulau,
CAMS,
Vice President AML Compliance Audit, Corporate Audit and Security Services,,
Capital One
