Description

• Scrutinizing recent US and some global compliance efforts including rule changes that impact AML coverage
• Analyzing recent AML enforcement actions and areas of examination deficiencies
• Evaluating “best practices” on fighting financial crime, money laundering and related issues

Speaker(s):

• Lisa D. Arquette, CAMS, Associate Director, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
• John J. Byrne, Esq., CAMS, Vice Chairman, AML Rightsource
• Spencer W. Doak, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
• Lourdes Gonzalez , Assistant Chief Counsel – Sales Practices, Division of Trading and Markets, U.S. Securities and Exchange Commission (SEC)
• Sarah Green, Global Head of Financial Crimes, The Vanguard Group
• Jeremy Kuester, Deputy Associate Director, Policy Division, Financial Crimes Enforcement Network (FINCEN)
• Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, BB&T
• Suzanne Williams, Deputy Associate Director for Corporate Governance, Supervision and Regulation Division, Board of Governors of the Federal Reserve System