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ACAMS 14th Annual AML & Financial Crime Conference


CS5 - Managing Personal Versus Corporate Liability Risk in Compliance Actions


Sep 29, 2015 1:30pm ‐ Sep 29, 2015 2:45pm

Description

• Analyzing cases where enforcement actions found corporate and personal violations
• Understanding the parameters applied size and severity of penalties imposed to AML officers 
• Mitigating personal liability risk with enterprise-wide culture of compliance measures

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