CS4 - Industry Debate: The Proper Role and Scale of De-Risking in AML/CTF and Compliance

Description

• Balancing regulatory requirements with your institution’s risk appetite and resources
• Tallying the social risks of underground banking alternatives for un-banked populations
• Developing risk-based onboarding processes to mitigate reputational and regulatory risks 

Speaker(s):

• James A. Candelmo, CAMS, SVP, Chief AML Officer, Capital One Bank
• Tara M. Dziengel, Senior Vice President, Global Head of Anti-Money Laundering, Northern Trust
• Jim Richards, Principal and Founder, Regtech Consulting, LLC
• Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist
• Saverio Mirarchi, Senior Director, Treliant Risk Advisors