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ACAMS 14th Annual AML & Financial Crime Conference

CT3 - Reviewing and Updating Your Customer On-Boarding Process

Sep 28, 2015 4:25pm ‐ Sep 28, 2015 5:40pm


• Assembling an enterprise-wide client onboarding governance team to assure consistent client screening
• Collaborating with IT to verify customer identity or entity ownership, sanctions screening and producing intelligent document management
• Formalizing behavior- and transaction-based ongoing monitoring methods to detect actions requiring reviews or corrective action 


  • Kevin Anderson, CAMS, Director, Senior Global Compliance Manager, Bank of America
  • Maria A. Pedulla, CAMS, Director, Deputy Head, Americas AML and Head, Americas Client ID, Credit Suisse
  • Thomas P. O'Donnell, Partner/Principal Financial Crime/Regulatory Compliance, Ernst & Young LLP
  • Matthew Quinn, Deputy Chief BSA Officer, Director Financial Intelligence Unit, Santander

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