Description

Presented by South Florida Chapter

Reviewing recent guidance on validation testing to assure policies meetregulatory expectations

Outlining best practices for validation testing to ensure comprehensivereview and results

Interpreting test results to assess monitoring system efficacy and correctany systemic defects

Moderator(s):

• Bao Q. Nguyen, CAMS, Director of Regulatory Compliance, Kaufman Rossin

Speaker(s):

• Ivan A. Garces, CPA, CAMS, Principal, Risk Advisory Services, Kaufman Rossin
• Daniel Haggerty, BSA/AML Risk Examiner, Federal Reserve Bank of Atlanta
• Scott Nathan, Managing Director, Financial Services, Accenture