Description
• Soliciting input to determine potential examiner issues and develop appropriate institutional responses
• Communicating with your examiner to determine regulatory expectations and mitigate disputes and misunderstandings
• Negotiating corrective action plans for matters requiring attention
Speaker(s):
- Lisa
D. Arquette,
CAMS,
Associate Director, Division of Risk Management Supervision,
Federal Deposit Insurance Corporation (FDIC)
- John
J. Byrne,
CAMS, Esq.,
Vice Chairman,
AML Rightsource
- Koko
Ives,
Manager, BSA/AML Compliance Section, Division of Supervision and Regulation,
Federal Reserve Board
- Greg
Lisa,
Chief of the Money Services Businesses and Casinos Section, Enforcement Division,
Financial Crimes Enforcement Network (FinCEN)
- Rick
A. Small,
CAMS,
Executive Vice President, Director Financial Crimes Program, ,
BB&T
- Spencer
W. Doak,
NBE,
Director for BSA/AML Policy,
Office of the Comptroller of the Currency
- Christine
Ring,
CAMS,
Managing Director of AML/ ATF Assessment Program, AML and Compliance Division,
Office of the Superintendent of Financial Institutions (OSFI)
