Description
Every financial institution has an investigations program. Modern AML Compliance only begins with the conducting of the investigations. In this session learn how to:
- Proactively develop effective relationships with law enforcement
- Create an organizational structure and communication protocol that works for both the bank and the agents
- Developing and deploying a crisis management plan that addresses employees, institutional reputation and business profitability while effectively coordinating with law enforcement
- Properly adjust and adapt your AML program in response to weaknesses cited during investigations
Speaker(s):
- James
A. Candelmo,
CAMS,
SVP, Chief AML Officer,
Capital One Bank
- Marcy
Forman,
CAMS, CGSS,
Managing Director, Head of Global Investigations Unit AML Compliance,
Citigroup
- Kenneth
A. Smith,
CAMS,
Director, Global Financial Crimes and Compliance,
Bank of America
