CS6 - Building an Investigations Program Designed to Work with Law Enforcement and Regulators

Description

Every financial institution has an investigations program.  Modern AML Compliance only begins with the conducting of the investigations.  In this session learn how to:

• Proactively develop effective relationships with law enforcement
• Create an organizational structure and communication protocol that works for both the bank and the agents
• Developing and deploying a crisis management plan that addresses employees, institutional reputation and business profitability while effectively coordinating with law enforcement
• Properly adjust and adapt your AML program in response to weaknesses cited during investigations

Speaker(s):

• James A. Candelmo, CAMS, SVP, Chief AML Officer, Capital One Bank
• Marcy Forman, CAMS, CGSS, Managing Director, Head of Global Investigations Unit AML Compliance, Citigroup
• Kenneth A. Smith, CAMS, Director, Global Financial Crimes and Compliance, Bank of America