Description

Conducting an institutional review to assess terror risks tied togeography, products and client mix

Instituting team-wide training and daily briefings to ensure groupawareness of relevant events

Performing trial runs to assure CTF oversight is functional and correctany systemic deficiencies

Speaker(s):

• James A. Candelmo, CAMS, Chief AML Officer, Capital One
• Dennis M. Lormel, CAMS, President and Chief Executive Officer, DML Associates
• David Szuchman, VP, Head of Global Financial Crimes Compliance, Paypal
• Bryant Gofstein, CAMS, Global Head of Financial Intelligence and Security, Western Union