Description
Developing risk-based assessments to identify and mitigate trading-relatedsanctions vulnerabilities Using SDN matching systems to enable robust monitoring of sanctioned OFACparties Training staff on geographic, product and client risks to strengthen thesanctions compliance culture
Moderator(s):
- Jeff
Horowitz,
Managing Director, Global Head of Compliance,
Pershing
Speaker(s):
- Ann
A. Broeker,
CAMS,
Compliance Leader, International Trade Controls & Economic Sanctions ,
GE Capital
- John
Davidson,
Senior Vice President and Global Head of AML,
E-Trade Financial
- Jack
Sonnenschein,
CAMS-Audit,
Founder and Principal,
Compliance Navigation LLC
