Description
The session will address the trends in conducting AML investigations and due diligence. The discussion will be focused on techniques that can promote consistency and be utilized for efficiency. Attendees will gain insights into conducting investigations pursuant to transaction monitoring and investigative due diligence.
Speaker(s):
- Arpi
Lal,
CPA, CAMS Senior Manager,
Ernst & Young LLP
- Don
Johnson,
Senior Manager, Advisory Services,
Ernst & Young LLP
- Georges
Korsun,
Executive Director,
Ernst & Young LLP
- Bob
Molloy,
CAMS,
Chief BSA/AML Officer,
Raymond James Financial
