Description

• Ascertaining institutional risk tolerance standards to develop categories of bankable industries and business lines

• Augmenting static risk models with dynamic models that continuously update risk assessments based on transactions and client profile changes

• Elevating KYC for high-risk clients by auditing AML policies, SAR/CTR filings processes and training practices

Speaker(s):

• Joyce A. Broome, CAMS-Audit, Program Director, Ally Financial
• John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource
• Karim A. Rajwani, CAMS, Senior Vice President, Chief Operating Officer, Scotiabank
• Arthur D. Middlemiss, Esq., CAMS, Partner, Lewis Baach PLLC