Description
• Ascertaining institutional risk tolerance standards to develop categories of bankable industries and business lines
• Augmenting static risk models with dynamic models that continuously update risk assessments based on transactions and client profile changes
• Elevating KYC for high-risk clients by auditing AML policies, SAR/CTR filings processes and training practices
Speaker(s):
- Joyce
A. Broome,
CAMS-Audit,
Program Director,
Ally Financial
- John
J. Byrne,
CAMS, Esq.,
Vice Chairman,
AML Rightsource
- Karim
A. Rajwani,
CAMS,
Senior Vice President, Chief Operating Officer,
Scotiabank
- Arthur
D. Middlemiss,
Esq., CAMS,
Partner,
Lewis Baach PLLC
